Business Info. Corporate Relations. If you are an account holder and have questions about an account that is carried by Wells Fargo Clearing Services, LLC, please contact your financial advisor directly. Learn More. Wells Fargo Clearing Services, LLC | One North Jefferson Avenue | St. Louis, MO 63103 If you are an account holder and have questions about an account that is carried by Wells Fargo Clearing Services, LLC, please contact your financial advisor directly. Wells Fargo Clearing Services is based out of St. Louis. This firm does not receive compensation from periodicals or newsletters. those events to regulators. Wells Fargo Clearing Services, LLC is an advisory firm that has its headquarters in Mountain Lakes, New Jersey. When financial advisors have events Chapin Davis Foundation. It handles $511 billion in total assets across its 1,430,874 customer accounts, placing it among the largest firms in the country by assets under management. Firms to Pay $1.4 Million in Restitution to Approximately 100 Affected Customers WASHINGTON—FINRA announced today that Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC (Wells Fargo) have agreed to pay more than $1.4 million in restitution, plus interest, to approximately 100 customers and fines totaling $675,000 for failing to supervise … Wells Fargo Securities, LLC and Wells Fargo Securities International Limited are distinct entities from affiliated banks and thrifts. The Company offers account statements, trade confirms, record-keeping, annual clearing, and custodial services. Such disclosure event filings can include certain criminal and civil matters, It’s pretty clear from our Wells Fargo Merchant Services review that we don’t hold the company’s credit card processing services in the highest regard. This stands as part of … Futures, options, and swaps involve risk and are not suitable for everyone. According to the case, the workers are owed unpaid minimum and overtime wages in accordance with the Fair Labor Standards Act and Missouri Minimum Wage Law. Insurance Services. Wells Fargo’s vision is … Business Profile. WELLS FARGO CLEARING SERVICES. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC , separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Company DUNS#: 61-035-0290: Corporate Name: Wells Fargo Clearing Svcs LLC: Tradestyle Name: Wells Fargo Advisors: Point of Contact: Restricted: Title: Wells Fargo Clearing Services, LLC (CRD# 19616) is a financial advisory firm headquartered in St. Louis, MO. They manage $510,933,873,086 in 1,430,874 accounts and serve the financial needs of clients across 52 states (or territories). Wells Fargo Clearing Services, LLC CLAIM THIS BUSINESS. We formed this opinion over many years of reviewing quotes, applications, and statements that push opaque, overly aggressive pricing. Contact the U.S. News Advisor Finder. Gemessen an der Marktkapitalisierung war es im Februar 2017 mit 274 Milliarden US-Dollar die zweitwertvollste Bank der Welt nach JP Morgan Chase. Available client info by % of assets under management are as follows:Client types are by firm and represent a percentage of assets under management. Wells Fargo Clearing Services, LLC Wells Fargo Clearing Services, LLC (CRD# 19616) is a financial advisory firm headquartered in St. Louis, MO. Kevin Schaefer (CRD # 1286030) is a Financial Advisor at Wells Fargo Clearing Services, LLC in San Francisco, CA. The company provides advisory services, asset management, estate and retirement planning, brokerage, and portfolio monitoring services. Email: info@chapindavis.com Phone: 410.435.3200 Toll-Free: 800.222.3246 Quick Links. ACCOUNT LOGIN. With institutional execution desks in Charlotte, Chicago, Los Angeles, and London, Wells Fargo can execute futures contracts for customers from the global market open on Sunday through the global market close on Friday, provide direct access to trading floors, and specialize in multi-exchange, multi-asset class execution. 9. Investment products and services are offered through Wells Fargo Advisors. For more detailed information on Wells Fargo Clearing Services LLC’s conduct, please visit Finra’s BrokerCheck, the SEC’s Investment Adviser Public Disclosure database, or your state’s regulatory agencies. In addition, investors are seeing changes in 2020 that were … If you suffered losses investing with Wells Fargo Clearing Services (f/k/a Wells Fargo Advisors) and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117. Wells Fargo Advisors LLC provides individuals with customized financial guidance through its Envision process, an investment planning method the firm says is more personal than standard financial advising. All rights reserved. WFS and WFSIL are not guaranteed by Wells Fargo & Co. Wells Fargo Securities is the trade name for the capital markets and investment banking services of Wells Fargo & Company and its subsidiaries, including Wells Fargo Securities, LLC, a CFTC registered futures commission merchant and a member of NYSE, FINRA, NFA and SIPC, Wells Fargo Securities International Limited which is authorized and regulated by the UK Financial Conduct Authority and Wells Fargo Bank, National Association. Das Unternehmen ist im Aktienindex S&P 500 gelistet. Wells Fargo Clearing Services, LLC is a Texas Foreign Limited-Liability Company (Llc) filed on June 16, 2003. Company is located in the register under the national Company number 751222. The securities and related financial instruments described herein may not be eligible for sale in all jurisdictions or to certain categories of investors. 4. Access to global exchanges is provided either through direct memberships or through third-party carrying brokers. See similar companies for insight and prospecting. Wells Fargo Clearing Services, LLC has 14 employees at this location. The Baltzer Wealth Management Group of Wells Fargo Advisors Strives to provide unparalleled service to our clients in an environment of integrity and trust. Dublin, OH 43017-2951. https://info.wellsfargoadvisors.com (614) 764-7535. The risk of transacting in futures, options, and swaps can be substantial. employees. Learn more about how to better serve divorced clients and their financial needs. This message is for debugging purposes. Organizing Services. Are you an advisor? Wells Fargo Clearing Services LLC. The clearing operations of Wells Fargo Clearing Services, LLC (which are conducted under the First Clearing trade name) provide operational, clearing, and related consulting services for the affiliated Wells Fargo retail brokerage business and approximately 54 unaffiliated brokerage firms. advisors may be frivolous. The existence of such filings may not result in censure or penalty for an advisor and customer complaints against This firm can not be compensated based on a share of capital gains on, or capital appreciation of, client assets. Compensation types are listed for Wells Fargo Clearing Services LLC. The company's filing status is listed as In Existence and its File Number is 0800214557. Among its countless impacts, the coronavirus pandemic led to the passage of the Coronavirus Aid, Relief, and Economic Security (CARES) Act, which brought investors a number of changes to deal with this year. Find and update your U.S. News Advisor Profile, Investment Adviser Public Disclosure database, California Do Not Sell My Personal Information Request. WELLS FARGO CLEARING SERVICES, LLC SEC# 19616 8-37180 Main Office Location Mailing Address Business Telephone Number Doing business as WELLS FARGO CLEARING SERVICES, LLC 314-875-3000 Regulated by FINRA Kansas City Office ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-050 ST. LOUIS, MO 63103 ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004 … Wells Fargo Clearing Services LLC is legally known as WELLS FARGO CLEARING SERVICES, LLC. Looking for more information? About Wells Fargo Wells Fargo & Company (NYSE: WFC) is a diversified, community-based financial services company with $1.97 trillion in assets. They manage $510,933,873,086 in 1,430,874 accounts and serve the financial needs of clients across 52 states (or territories). advisor. Data obtained from U.S. Securities and Exchange Commission. In determining whether to offer clearing services to prospective customers, Wells Fargo considers objective criteria including, without limitation, the customer’s investment profile, financial health, customer’s status as an Eligible Contract Participant (as such term is defined in the Commodity Exchange Act), legal character, industry reputation and the relevant legal and commercial terms. Reach the right people with access to detailed contact information. 12879. This firm is compensated by clients, often based on a flat fee or a percentage of client assets. Full Site. Principals. Contact Us. After buying Wachovia in the largest bank acquisition to date, Wells Fargo merged its existing brokerage operations with Wachovia Securities in 2009 and rebranded the firm as Wells Fargo Advisors. User ID. yourislandnews.com | 6d. For Financial Advisors, from U.S. News: Get the Advisor's Guide to Working with Divorced Clients. This firm is compensated by Commissions from sales of financial products. This firm has 26352 employees, of which 11574 are employees in advisory roles. FCM disclosure information to meet CFTC's Enhanced Customer Protection Rules for Futures Commission Merchants as required by Commission rule 1.55, George SimonettiHead of Global Exchange Traded Services704-410-5200 george.simonetti @wellsfargo.com, Jeff GoreCo-head of Clearing SalesCo-head of Futures Execution704-410-5205 jeffrey.gore@wellsfargo.com, Alasdair McBarnetCo-head of Clearing SalesCo-head of Futures Execution704-410-5203 alasdair.mcbarnet @wellsfargo.com, © 1999 - 2021 Wells Fargo. Wells Fargo Advisors announced reduced minimums and fees on the Intuitive Investor®  automated platform. First Clearing provides correspondent services to broker-dealers and does not provide services to the general public. The investment advisory business has offices in 6,239 locations and a total of 25,711 employees. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC,Member SIPC has popup , a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. Client type information from Form ADV. First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. Registered in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WYWhile Wells Fargo Clearing Services LLC is licensed to operate in 50 states, the District of Columbia, Puerto Rico and the Virgin Islands, licenses for individual advisors may vary. They can make changes if the market shifts, if the client adjusts his or her goals or goes through a major change like marriage or divorce. Please enable JavaScript on your browser and refresh the page. Contacts. Wells Fargo Clearing Services is a large advisory firm with 1430874 clients and discretionary assets under management (AUM) of $344,912,551,214 (Form ADV from 2019-08-01). In addition, existing Wells Fargo customers will receive a further discounted price of 0.30% annual advisory fee when their  … Wells Fargo Clearing Services, LLC | One North Jefferson Avenue | St. Louis, MO 63103. NMLSR ID 399801, Futures and over-the-counter derivatives clearing, Direct market access for self-execution of futures and options, 'High-touch' voice brokerage for futures and options, Single point of contact across cleared OTC and listed futures products. The fine stems from rule violations that occurred between November 2012 and October 2015. The Most Important Ages for Retirement Planning: Age 50, The Most Important Ages for Retirement Planning: Age 59 ½, The Most Important Ages for Retirement Planning: Age 65, The Most Important Ages for Retirement Planning: Age 66, The Most Important Ages for Retirement Planning: Age 70 ½, One North Jefferson Avenue, Mail Code: H0004-050, St. Louis, MO. Kevin Schaffer has been in the securities industry since 1984. A proposed class and collective action claims Wells Fargo Clearing Services, LLC has failed to pay client associates for every hour worked. Wells Fargo ist ein US-amerikanisches Finanzdienstleistungsunternehmen mit Sitz in San Francisco, mit Verbraucherfinanzierungs-Tochterunternehmen, die in Kanada, den Nördlichen Marianen und in der Karibik tätig sind. It is a DE Limited Liability Company. Get the big picture on a company's affiliates and who they do business with. Filialen von WELLS FARGO CLEARING SERVICES, LLC in United States. regulatory actions against them, customer complaints or instances of arbitration or termination of employment. Wells Fargo provides: Wells Fargo provides clearing services through global clearing houses and, by leveraging our operational and risk management expertise, Wells Fargo is able to deliver support for customers’ clearing activities. WFSIL does not deal directly with retail clients. 6515 Longshore Loop Ste 200. Multi Location Business Find locations. Previous clients have reported and complained about serious financial damages and/or fraud. Wells Fargo helps customers manage exposure and gain operational efficiency through: Execution and clearing of futures and options on futures along with clearing of over-the-counter derivatives is offered through Wells Fargo Securities, LLC (“WFS”). WELLS FARGO CLEARING SERVICES, LLC is a business legal entity registered in compliance with the national legislation of the State of Connecticut under the legal form of Foreign Limited Liability Company. Wells Fargo Clearing Services, LLC. [2][3] G… Wells Fargo provides a broad suite of algorithmic trading capabilities from industry-leading vendors. Privacy Policy opens in a new tab Firms to Pay $1.4 Million in Restitution to Approximately 100 Affected Customers WASHINGTON—FINRA announced today that Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC (Wells Fargo) have agreed to pay more than $1.4 million in restitution, plus interest, to approximately 100 customers and fines totaling $675,000 for failing to supervise … WELLS FARGO CLEARING SERVICES, LLC SEC# 19616 8-37180 Main Office Location Mailing Address Business Telephone Number Doing business as WELLS FARGO CLEARING SERVICES, LLC 314-875-3000 Regulated by FINRA Kansas City Office ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-050 ST. LOUIS, MO 63103 ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004 … Wells Fargo provides clearing services to various types of customers including banks, insurance companies, corporations, hedge funds, and institutional asset managers. Please review roles, responsibilities, and risks. Wells Fargo Advisors, LLC, now known as Wells Fargo Clearing Services, LLC, has recently agreed to pay a fine of $350,000. Headquarters. Kevin Schaffer worked for Merrill Lunch, Pierce, Fenner & Smith Incorporated from 2011 … WELLS FARGO CLEARING SERVICES, LLC offers financial planning services, other services, portfolio management for individuals and/or small businesses, portfolio management for businesses, pension consulting services, selection of other advisers and also performs business activities as … Have questions about the site? WellsTrade ® and Intuitive Investor ® accounts are offered through WFCS. Wells Fargo Clearing Services LLC Review Summary. Wells Fargo Clearing Services, LLC Broker, Kevin Schaefer, Has Had Six Customer Complaint Disclosures Throughout His Career. Access to global clearing houses is provided either through direct memberships or through third-party carrying brokers. Wells Fargo Clearing Services, LLC is also under FINRA’s radar. Data obtained from U.S. Securities and Exchange Commission as of 12/14/2020. Full Site. In addition, Wells Fargo supports order routing via application programming interface and FIX connectivity. in their practice that could influence their ability to advise clients, they’re required to disclose We're sorry, but some features of our site require JavaScript. We are committed to providing a disciplined, consultative approach to investing that is tailored to our client's individual goals, time horizon, and risk tolerance. Contact the advisor for individual fee structure details. Also, such filings may not represent all regulatory or legal actions against a firm or Wells Fargo Clearing Services, LLC is a registered investment firm headquartered in Denver, Colorado. The Envision process matches everyday investors with financial advisors who evaluate their financial situation; evaluate their life goals like purchasing a home, paying for school or retiring by a certain age; and identify any obstacles that might prevent them from achieving their goals. Password. … Wells Fargo Clearing Services, LLC provides financial services. Wells Fargo Clearing Services. This website is for broker-dealer use only. Wells Fargo Clearing Services, Llc Wells Fargo Clearing Services, Llc is a broker-dealer registered with the U.S. Security and Exchange Commission and incorporated in the state of Delaware. There are 12886 companies in the Wells Fargo Clearing Services, LLC corporate family. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company.WellsTrade® and Intuitive Investor ® … Querying, downloading, and receiving customized and consolidated reports and files, including: Viewing daily settlement details, statements, and historical data, Is one of the oldest, continuously operating financial institutions in the world, Is a leading financial services company based in the United States with an extensive global reach, Is one of the strongest banks globally that give your business peace of mind, Broad lending platform with a strong balance sheet, Execution sales team members average more than 20 years of experience, Clearing sales team is knowledgeable and focused on specific market segments, such as food and agriculture, energy, and financial services, Customizable real-time market analytics (for some products), Leveraging a single point of contact for cleared over-the-counter derivatives and listed futures products, Services tailored to meet customers’ needs. If there are no advisors then the widget is hidden. The firm's advisors lay out different strategies that clients can use to reach their goals and help them distinguish which is the most ideal strategy. Wells Fargo provides clearing services through global clearing houses and, by leveraging our operational and risk management expertise, Wells Fargo is able to deliver support for customers’ clearing activities. Industry Information Wells Fargo Clearing Services, LLC is located in Wilmington, NC, United States and is part of the Securities Brokerages Industry. One North Jefferson Avenue, Mail Code: H0004-050, St. Louis, MO (314) 875-3000 (314) 875-3000 Website. Execution and clearing of futures and options is offered through Wells Fargo Securities International Limited (“WFSIL”). Contact Us. Looking for more … Derivatives Access, our web-based portal for credit, risk, and treasury management, provides a centralized hub for: Wells Fargo provides access to an extensive network of more than 45 futures exchanges worldwide covering futures contracts on a variety of products, including: Wells Fargo offers customers access to a wide range of electronic execution front-end systems. ACCOUNT LOGIN. The Registered Agent on file for this company is Corporation Service Company Dba Csc - Lawyers Incorporating Service Company and is located at 211 E. 7th Street Suite 620, Austin, TX 78701-3218. Investments . Wells Fargo Clearing Services, LLC* 4. The transactions described herein involve potential costs and risks. For financial reporting, their fiscal year ends on December 31st. See who the company's key decision makers are. 433 SEMINOLE RD NORTON SHORES, MI 49444 Get Directions (231) 830-8600. www.wellsfargoadvisors.com . One North Jefferson Avenue, Mail Code: H0004-050, St. Louis, MO 63103. See Advisors At This Firm Year-end planning: 2020 changes and your end-of-year checklist. Search our free database to find email addresses and direct dials for Wells Fargo Clearing Services, LLC. Dublin, OH 43017-2951. https://info.wellsfargoadvisors.com (614) 764-7535. If you are in the market for a good financial advisor or firm, then avoid Wells Fargo Clearing Services, LLC at all costs. 6515 Longshore Loop Ste 200. Wells Fargo Clearing Services. Privacy Policy opens in a new tab I would like to receive free Advisor Practice Management Guides, the U.S. News Advisor Weekly newsletter, and occasional updates regarding the U.S. News Advisor Directory. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Respondent Wells Fargo Clearing Services, LLC, incorporated in Delaware and headquartered in St. Louis, Missouri, has been registered with the Commission as an investment adviser since October 5, 1990 and as a broker-dealer since April 3, 1987. ©2019 Wells Fargo Clearing Services, LLC. Asset Management. Wells Fargo delivers high-quality execution and clearing of futures and options and clearing of over-the-counter (OTC) derivatives to institutional customers globally. It has $511 billion in assets under management across its 1,430,874 client accounts, placing it among the largest investment advisory firms in the United States by assets under management. Investors now can access the digitally automated platform with a minimum $5,000 investment, managed at a 0.35% annual advisory fee. First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. User ID. In addition, Wells Fargo provides collateral optimization solutions to help customers efficiently allocate collateral to meet their margin requirements. It serves 4818 clients. About Us. 2597. 1411 Clarkview Road Baltimore, MD 21209. Unten kannst du die lokalen Filialen von WELLS FARGO CLEARING SERVICES, LLC in United States finden. Password. One North Jefferson Avenue, Mail Code: H0004-050, St. Louis, MO(314) 875-3000(314) 875-3000Website. Advisors also figure out the best investment plan for a client, create an investment portfolio and follow its development. It has offices in 6,239 locations and a total of 25,711 advisors. Wells Fargo Advisors, LLC (n/k/a Wells Fargo Clearing Services, LLC) has agreed to pay $350,000 as a part of a settlement with the United States Financial Industry Regulatory Authority (FINRA). Close Industry Peers . In addition, Wells Fargo provides collateral optimization solutions to help customers efficiently allocate collateral to meet their margin requirements. The defendant, which does business as Wells Fargo Advisors, provides nationwide … A note about social media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. In its Form ADV filed December 5, 2018, WFCS reported regulatory assets under management of approximately $473 billion. The rules made under the Financial Services and Markets Act 2000 for the protection of retail clients will therefore not apply, nor will the Financial Services Compensation Scheme be available. Wells Fargo Clearing Services, LLC. This firm offers services based on an hourly fee. Clearing Services, LLC S radar Services to the general Public Clearing Services, LLC * 4 Milliarden die... 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